Complete Profile Information Please answer the following questions to submit your profile. 1. Firm Contact Name * First Name Last Name 2. Contact Email * 3. Contact Phone (###) ### #### 4. Which Opportunities Does Your Firm Offer? Select all that apply Salary Roles Employee Producers Independent Tuck-In Independently Branded Advisors or Teams Practices to Acquire 5. Advisor Salary For Employee Advisors, please list the median base salary if applicable. $ 6. Office Space Does Firm provide Advisors with office space? Yes No 7. Book Ownership Who owns the business of your Advisors? Firm Only Advisor Only Open to Advisor or Firm Ownership 8. Employee Benefits Does Firm provide employee benefits to Advisors? Yes No 9 (a). Advisor Payout: $100,000 Revenue What is the payout percentage for Advisors earning $100,000 GDC? (Please list the percentage payout. e.g. for a 50% payout, please enter the number "50") 9 (b). Advisor Payout: $250,000 Revenue What is the payout percentage for Advisors earning $250,000 GDC? (Please list the percentage payout. e.g. for a 50% payout, please enter the number "50") 9 (c). Advisor Payout: $500,000 Revenue What is the payout percentage for Advisors earning $500,000 GDC? (Please list the percentage payout. e.g. for a 50% payout, please enter the number "50") 9 (d). Advisor Payout: $1,000,000 Revenue What is the payout percentage for Advisors earning $1,000,000 GDC? (Please list the percentage payout. e.g. for a 50% payout, please enter the number "50") 10 (a). Advisor Fees: Fixed Per Advisor * What is the total amount of fixed costs charged to each producing Advisor annually? $ 10 (b). Platform Fees What is the typical platform fee charged to Advisors or Clients on assets managed by Advisors? (Please state in basis points. e.g. for a 10-basis point platform fee, please enter the number "10". 11. Forgivable Transition Bonus Please provide the typical transition bonus offered to Experienced Advisors joining your Firm. Please only include the amount that is subject to a forgivable loan. No Transition Bonus Offered 0 - 25 Percent of GDC 25 - 50 Percent of GDC 50 - 75 Percent of GDC 75 - 100 Percent of GDC 100 + Percent of GDC 12. Cash Transition Bonus Please provide the typical transition bonus offered to Experienced Advisors joining your Firm. Please only include the amount that is immediately earned by the Advisor upon transition. No Cash Bonus Offered 0 - 25 Percent of GDC 25 - 50 Percent of GDC 50 + Percent of GDC 13. Custody and Clearing Please select all custody/clearing Firms available to your Advisors. Schwab Fidelity Pershing LPL Raymond James First Clearing Ameriprise Other 14. Succession Does your Firm offer Succession Solutions for your retiring Advisors? Yes No 15. Marketing Support Which of the following ways do you support Advisor marketing efforts? Lead Generation Firm Paid Marketing Marketing Team (Advisor Paid) 16. Financial Planning Software Which financial planning platforms are available to your Advisors? E-Money Money Guide Pro Right Capital Other 17. Portfolio Reporting Which portfolio reporting software does your Firm utilize? Black Diamond Orion Albridge In-House Reporting Other 18. Value Proposition to Advisors What types of Advisors is your Firm seeking and why are you the best Firm for them? Thank you for your submission!
